New York bills · 2025 Regular Session
New York A 3695
Requires individuals who perform compliance functions, duties or tasks to obtain a compliance officer or compliance practitioner license
- Introduced
- In committee
- Passed House
- Passed Senate
- To Governor
- Became law
Sponsors
- David Weprin (Democratic)
Summary
Official abstract published by the New York legislature
Requires individuals who perform compliance functions, duties or tasks to obtain a compliance officer or compliance practitioner license; establishes application and examination requirements to obtain, and continuing education requirements to maintain, licensure; permits the superintendent to issue licensing procedures and to prescribe regulations necessary for the proper supervision of compliance officers and practitioners.
Text versions
Roll-call votes
No recorded votes on this bill.
Actions
- Jan 7, 2026 · House
REFERRED TO BANKS - Jan 30, 2025 · House
REFERRED TO BANKS